Managing Compliance Training Programs

To establish a clear process for planning, delivering, and tracking compliance training programs to ensure employees understand and adhere to regulatory requirements. This SOP applies to HR personnel, compliance officers, and employees required to complete compliance training.

Human Resources - Employee Assistance
Human Resources - Human Resources Management
Human Resources - Training
Legal & Compliance - Legal/Regulatory Support
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Managing Compliance Training Programs

  • Identify Training Requirements
    • Review applicable laws, regulations,
      and company policies 
    • Collaborate with department heads 
  • Design the Training Program
    • Develop training content using
      formats 
    • Define timelines for completing
      training (e.g., annually, quarterly).
  • Communicate Training Requirements
    • Notify employees via [Internal
      Communication Tool]
  • Deliver the Training
    • Assign training modules to
      employees through [Training Platform].
  • Track and Document Completion
    • Use a tracking system
      to monitor progress
    • Generate reports on completion
      rates.
    • Follow up with employees 

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